Plan identification
Plan name, Applicant's EIN and plan number. The form says to include them on each page of the compliance statement, including attachments.
14568-B
Model VCP Compliance Statement - Schedule 2: Nonamender Failures for IRC 401(a) Plans
- Agency
- IRS
- Revision
- Rev. 7-2023
- Fillable fields
- 21
- Pages
- 2
- Official source
- IRS form page
- Checked
- October 21, 2026
Form 14568-B: Model VCP Compliance Statement, Schedule 2: Nonamender Failures
Form 14568-B is Schedule 2 of the Model VCP Compliance Statement. It covers nonamender failures for IRC 401(a) plans: cases where, in the form's words, the plan was not amended to comply with applicable legislative and regulatory requirements by the applicable deadlines under Internal Revenue Code Section 401(b).
The form is completed for a retirement plan by the Applicant or the plan sponsor and is part of a VCP submission. It identifies the missed amendments, states that corrective amendments were adopted retroactively, describes the steps taken so the failures do not recur, and lists the documents enclosed with the submission.
The form has no separate instructions. For Paperwork Reduction Act information it points to the current EPCRS Revenue Procedure. You can fill out the form free in your browser on this page and download it without an account.
What's on Form 14568-B
Section I.A: pre-approved plans
Boxes for the 2004, 2006, 2010, 2012 and 2017 Cumulative Lists, each with the adoption deadline and the announcement or notice the form cites.
Section I.B: individually designed plans
Two boxes, for the Cumulative List and the Required Amendments List, each with space to list the items the plan was not timely amended for.
Section I.C: all IRC 401(a) plans
Boxes for amendments required for a favorable determination letter and for other nonamender failures, with space to specify them.
Section II: proposed method of correction
A printed statement that the amendments were adopted retroactively to the effective dates of their provisions and that signed copies are enclosed.
Sections III and IV: procedures and enclosures
Space to describe the steps taken so the failures will not recur, then the list of documents the plan sponsor encloses.
How to fill out Form 14568-B
- 1
Identify the plan
Enter the plan name, the Applicant's EIN and the plan number at the top of both pages and on every attachment.
- 2
Section I.A
Check each Cumulative List box that applies to a pre-approved plan that was not adopted by the deadline printed beside it.
- 3
Section I.B
For each item the plan was not timely amended for, list the year of the list, the IRS notice and, for the Cumulative List, the cycle and required adoption date. Label any attachment with the title the form gives.
- 4
Section I.C
Check the determination letter box, or check Other and specify the late amender failure, attaching labeled pages if needed.
- 5
Section III
Describe the steps the plan sponsor has taken or will take to ensure the failures will not recur.
- 6
Section IV
Gather the enclosures the form lists: signed and dated corrective amendments, the plan document in effect before them, and the most recent determination letter if there is one.
Why fill Form 14568-B on indox
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Where it goes and what goes with it
Part of a VCP submission
The form refers to itself as part of a VCP submission. It prints no separate mailing address or deadline.
Enclosures
Copies of all signed and dated amendments used to correct the failures, a copy of the plan document in effect before them, and a copy of the most recent determination letter, if applicable.
Labeling attachments
Each attachment carries the label the form specifies, such as "Section I.C. of Form 14568-B, Identification of Other Nonamender Failures", and the plan name, Applicant's EIN and plan number at the top of each page.
Paperwork Reduction Act
The form says to see the current EPCRS Revenue Procedure for Paperwork Reduction Act information.
Related forms
14568
Model VCP Compliance Statement
45 fields, 3 pages
14568-A
Model VCP Compliance Statement - Schedule 1: Plan Document Failures for 403(b) Plans
18 fields, 2 pages
14568-C
Model VCP Compliance Statement-Schedule 3 SEPs and SARSEPs
178 fields, 8 pages
14568-D
Model VCP Compliance Statement - Schedule 4 SIMPLE IRAs
142 fields, 6 pages
14568-E
Model VCP Compliance Statement- Schedule 5: Plan Loan Failures(Qualified Plans and 403(b) Plans)
130 fields, 5 pages
14568-I
Model VCP Compliance Statement - Schedule 9:Limited Safe Harbor Correction by Plan Amendment
156 fields, 5 pages
Who completes Form 14568-B?
The form is completed for an IRC 401(a) plan by the Applicant (or the plan sponsor) and enclosed with a VCP submission to the IRS. It is not a form an individual plan participant files.
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Questions about Form 14568-B
What is a nonamender failure on Form 14568-B?
The form describes a plan that was not amended to comply with applicable legislative and regulatory requirements by the applicable deadlines under IRC Section 401(b).
Who completes Form 14568-B?
The form refers to the Applicant (or the plan sponsor) of an IRC 401(a) plan, as part of a VCP submission.
What documents go with it?
The form lists signed and dated corrective amendments, the plan document in effect before them, and the most recent determination letter, if applicable.
Does Form 14568-B have instructions?
No separate instructions are linked to it. The form points to the current EPCRS Revenue Procedure for Paperwork Reduction Act information.
Which plans does Form 14568-B cover?
Its title limits it to IRC 401(a) plans: pre-approved plans, individually designed plans and any 401(a) plan with other nonamender failures.